is an investment and financial services company specialising in Investment Banking, Corporate Advisory and Share Trading services for Australian corporate and private clients, and overseas corporate clients.
Auric Mining Limited
$6.5m IPO
Participating Broker
Feb-2021
IOUpay Ltd
$50m Placement
Participating Broker
Feb-2021
RBR Group Limited
$4.0m Equity & Convertible Note Raising
Lead Manager
Feb-2021
Galan Lithium Limited
$10m Placement
Participating Broker
Feb-2021
Mobecom Limited
$4.7m Capital Raising
Sponsoring Broker, Lead Manager & Finanicial Adviser
Jan-2021
Andean Mining Corp. Pty Ltd
$2.26m Pre-IPO Raising
Sponsoring Broker, Lead Manager & Finanicial Adviser
Jan-2021
Lode Resources Pty Ltd
$773k Pre-IPO Raising
Sponsoring Broker, Lead Manager & Finanicial Adviser
Jan-2021
White Graphene Limited
$2.8m Capital Raising
Participating Broker
Jan-2021
Aumake Limited
$5m Placement
Participating Broker
Dec-2020
Netlinkz Limited
$15.8m Placement
Participating Broker
Dec-2020
Quantify Technology Holdings Limited
$4m Capital Raising
Participating Broker
Dec-2020
Sabre Resources Ltd
$4.8m Capital Raising
Participating Broker
Dec-2020
PPK Group Limited
$15.4m Capital Raising
Participating Broker
Dec-2020
Candy Club Holdings Limited
$5m Capital Raising
Participating Broker
Nov-2020
RPM Automotive Group Limited
$5.1m Placement
Participating Broker
Nov-2020
IOUPAY LIMITED
$10.055M Capital Raising
Participating Broker
Nov-2020
SportsHero Limited
$1.337m Placement
Participating Broker
Nov-2020
Inca Minerals Ltd
$8m Rights Issue
Participating Broker
Oct-2020
Zebit, Inc.
$35m IPO
Participating Broker
Oct-2020
8Common Limited
$2.25m Placement
Participating Broker
Oct-2020
TechGen Metals Limited
$575K Pre-IPO Raising
Sponsoring Broker & Lead Manager
Oct-2020
North Stawell Minerals Limited
$20m IPO
Participating Broker
Sep-2020
Recce Pharmaceuticals Ltd
$27.95m Capital Raising
Participating Broker
Sep-2020
FIJI KAVA LIMITED
$4.58M Placement
Participating Broker
Sep-2020
Nightingale Security
$6M Pre-IPO Raising
Sponsoring Broker & Lead Manager
Sep-2020
Broo Limited
$1.25m Placement
Participating Broker
Aug-2020
Torian Resources Limited
$2.2m Rights Issue
Participating Broker
Jul-2020
Sayona Mining Limited
$2.75m Shortfall Placement
Participating Broker
Jul-2020
Credit Intelligence Limited
Potential Acquisition
Financial Adviser
Jul-2020
Li-S Energy Pty Ltd
$3.25m Pre-IPO Raising
Lead Manager and Financial Adviser
Jul-2020
Hazer Group Limited
$8.5m Placement
Participating Broker
Jun-2020
Ora Gold Limited
$1m Placement
Lead Manager
Jun-2020
Silver Mines Limited
$13m Capital Raising
Participating Broker
May-2020
Lepidico Ltd
$3.86m Entitlement Offer
Participating Broker
May-2020
NATIONAL AUSTRALIA BANK LIMITED
$3B Insitutional Placement
Participating Broker
Apr-2020
LENDLEASE GROUP
$950m Institutional Placement
Participating Broker
Apr-2020
IMAGION BIOSYSTEMS LIMITED
$2.5m Capital Raising
Participating Broker
Apr-2020
SAYONA MINING LIMITED
$2.57m Right Issue
Participating Broker
Apr-2020
ELECTRO OPTIC SYSTEMS HOLDINGS LIMITED
$134m Placement
Participating Broker
Apr-2020
Wattle Health Australia Limited
$15.68m Shortfall Placement
Participating Broker
Mar-2020
Odin Metals Limited
$3m Placement
Participating Broker
Feb-2020
Fiji Kava Limited
$2.3m Placement
Participating Broker
Feb-2020
Peninsula Energy Limited
$2.088m Shortfall Placement
Participating Broker
Feb-2020
Mobecom Limited
$850k
Lead Manager
Feb-2020
Emerald Clinics Limited
$6m IPO
Participating Broker
Feb-2020
Zelira Therapeutics Limited
$4.588 m
Participating Broker
Feb-2020
Centuria Capital Group
$80m Placement
Participating Broker
Jan-2020
Godolphin Resources Limited
$7.485m IPO
Participating Broker
Dec-2019
iCetana Limited
$5m IPO
Participating Broker
Dec-2019
Openpay Group Limited
$50m IPO
Participating Broker
Dec-2019
Heramed Limited
$1.42m Placement
Participating Broker
Dec-2019
Altech Chemicals Limited
$1.8m Placement
Participating Broker
Dec-2019
Hammer Metals Limited
$1.5m Placement
Participating Broker
Dec-2019
Imagion Biosystems Limited
$3.6m Rights Issue
Participating Broker
Nov-2019
Proteomics International Laboratories Limited
$3.0m Placement
Participating Broker
Nov-2019
PINCHme.com Inc
$789k Entitlement Offer Shortfall Placement
Lead Manager
Nov-2019
INCA Minerals Limited
$1.93m Entitlement Issue
Participating Broker
Oct-2019
RECCE PHARMACEUTICALS LTD
$6.76m Placement
Participating Broker
Oct-2019
Azure Minerals Limited
$4m Placement
Participating Broker
Oct-2019
Black Cat Syndicate Limited
$5m Placement
Participating Broker
Oct-2019
Whitebark Energy Limited
$3.8m Capital Raising
Participating Broker
Oct-2019
Silver Mines Limited
$10m Placement
Participating Broker
Sep-2019
SportsHero Limited
37.25m Options Exercise
Participating Broker
Sep-2019
88 Energy Limited
$6.75m Placement
Participating Broker
Sep-2019
Triangle Energy Limited
$3.6m Placement
Participating Broker
Sep-2019
RPM Automotive Group Limited
$2.6m RTO
Lead Manager & Financial Adviser
Aug-2019
Advent Health Limited
$1m Pre-IPO
Sponsoring Broker & Financial Adviser
Aug-2019
Alt Resources Limited
$4m Placement
Participating Broker
Aug-2019
Silver Mines Limited
$2.75m Placement
Participating Broker
Jul-2019
SportsHero Limited
Options Placement
Lead Manager
Jul-2019
Suda Pharmaceuticals Ltd
$3.9m Rights Issue
Participating Broker
Jun-2019
Quantify Technology Holdings Limited
$2.5m Entitlement Issue
Participating Broker
Jun-2019
Anteo Diagnostics Ltd
$3.65m Rights Issue
Participating Broker
Jun-2019
Dotz Nano Limited
$1.5m placement
Sponsoring Broker
May-2019
Halu Group Limited
$1m IPO
Lead Manager, Financial Adviser & Sponsoring Broker
May-2019
Mobecom Limited
$2.5m Share Placement
Lead Manager & Financial Adviser
Apr-2019
Pengana Private Equity Trust
$205m IPO
Participating Broker
Apr-2019
Gooroo Ventures Limited
$0.57m Placement
Participating Broker
Apr-2019
Symbol Mining Limited
$1.75m Placement
Participating Broker
Apr-2019
Hastings Technology Metals Limited
$12m Placement
Participating Broker
Apr-2019
Duke Exploration Ltd
Financial Adviser
Apr-2019
Black Rock Mining Limited
$3m Placement
Participating Broker
Mar-2019
Australian Mines Limited
$5m Placement
Participating Broker
Feb-2019
Kogi Iron Limited
$0.56m Placement
Financial Adviser, Sponsoring Broker & Lead Manager
Feb-2019
National Australia Bank Limited
$750m Capital Note 3
Participating Broker
Feb-2019
Creso Pharma Limited
$3m Institutional placement
Participating Broker
Jan-2019
Westpac Group Limited
$750m Westpac Capital Notes 6 offer
Participating Broker
Jan-2019
Orthocell Limited
$1.8m Placement
Participating Broker
Dec-2018
Pursuit Minerals Limited
$2m Placement
Participating Broker
Nov-2018
Riversgold Limited
IPO $6.2m
Participating Broker
Nov-2018
Trisap Group Pty Ltd
$2m Capital Raising
Participating Broker
Nov-2018
Triton Minerals Limited
$2,884,567 Entitlement Offer
Participating Broker
Nov-2018
Diatreme Resources Limited
$2,137,523 Placement
Participating Broker
Oct-2018
Technology Metals Australia Ltd
$6m Placement
Participating Broker
Oct-2018
PlayUp Limited
$20m Placement
Participating Broker
Aug-2018
WISR Limited
$4,195,500 Placement
Participating Broker
Aug-2018
Frontier Diamonds Limited
$1.0m Convertible Note
Lead Manager
Aug-2018
Sports Hero Limited
Placement $1 million
Participating Broker
Aug-2018
Symbol Mining Limited
$3m Placement
Participating Broker
May-2018
Besra Mining
Placement <$1m
Financial Adviser and Lead Broker
Aug-2018
Blackrock Mining Ltd
Placement $3 million
Participating Broker
Jul-2018
Mako Gold Limited
IPO $6,000,000
Sponsoring Broker & Corporate Adviser
Apr-2018
Terrain Minerals Ltd
Placement <$1m
Participating Broker
Apr-2018
Frontier Diamonds Limited
Convertible Notes $2.5M
Financial Adviser & Sponsoring Broker
May-2018
Prospect Resources Limited
Placement $10.0 million
Participating Broker to the Placement
Feb-2018
Angel Seafood Holdings Limited
IPO $8m
Participating Broker
Feb-2018
Cape Range Limited
IPO $5,000,000
Sponsoring Broker & Corporate Adviser
Feb-2018
Peninsula Mines Limited
Placement $ 1.9m
Participating Broker
Jan-2018
Frontier Diamonds Limited
IPO $4 Million
Sponsoring Broker & Lead Manager
Jan-2018
Pancontinental Oil & Gas NL
Convertible Notes $ 1.6m
Participating Broker
Mar-2018
MobecomLimited
Capital Raising -Reverse Merge $5.0m
Prticipating Broker to the Issue
Sep-2017
Pursuit Minerals Limited
Capital Raising Reverse Merger $6.0M
Participating Broker to the Issue
Aug-2017
Riversgold Limited
Initial Public Offering $8.0M
Participating Broker to The Offer
Aug-2017
Red Sky Energy Ltd
Placement
Participating Broker to the Capital Raising
Jul-2017
Frontier Diamonds Ltd
$ 3.05 Million Pre-IPO
Broker to the Issue
May-2017
Carbine Tungsten Ltd
<$1 million
Financial Adviser and Participating Broker
May-2017
Plato Income Maximiser
$75,000,000
Participating Broker
Apr-2017
Mako Gold Pty Ltd
$700,000 Pre IPO
Participating Broker
May-2017
Crop Logic Ltd
$2,000,000
Financial Adviser
May-2017
Unity Wireless
$2M Pre IPO
Empire Securities - Lead Manager
Mar-2017
I Synergy Ltd
$3.5m
Lead Manager, Sponsoring Broker & Financial Adviser
Mar-2017
Macarthur Minerals ltd
Pre-IPO Funding $1.5M
Lead Manager, Financial Adviser and Sponsoring Broker
Feb-2017
Freehill Mining Ltd
$4.1M
Underwriter, Lead Manager Sponsoring Broker
Jan-2017
Dropsuite Ltd
$5.3 Million
Sponsoring Broker - Lead Manager
Jan-2017
White Cliff Minerals Ltd
Share Purchase Plan $ 1.25M
Underwriter to the SPP
Jan-2017
Biofiba Limited
Pre IPO Funding $800K
Participating Broker to the raising
Sep-2016
Fertoz Limited
Total Raised $4.3m Placement
Participating Broker to the Issue
Aug-2016
Adelaide Resources Limited
Total Raised <$1.0m
Placement
Broker to the Issue
Jul-2016
Westpac Group
Total Raised $1.7b
Capital Notes 4 Offer
Participating Broker to the Notes
Jun-2016
Commonwealth Bank Limited Perls VIII Capital Notes
Total Raised $1.45b
Participating broker to the Notes
Apr-2016
Lasseters Corporation Ltd
$6.5m
Sponsoring Broker, Lead Manager & Financial Adviser
Apr-2016
Aus Asia Minerals Ltd
US$5.0m
Debt Financing Facility
Financial Adviser
Mar-2016
Avexa Ltd
$500k
Sponsoring Broker, Lead Manager & Financial Adviser
Feb-2016
Finance TV Pty Ltd
Consideration Undisclosed
Novus Capital Sale of majority 43% Shareholding in FNN
Feb-2016
TALI Health Pty Ltd
$4.5m
Sponsoring Broker, Lead Manager & Financial Adviser
Feb-2016
Land & Homes Group Ltd
$2.0m
Lead Manager to the IPO
Jan-2016
Tesserent Ltd
$7.0m
Sponsoring Broker & Joint Lead Manager to the Issue
Jan-2016
Alt Resources
$2.1m
Financial Adviser, Lead Manager and Sponsoring Broker to the Pre IPO and IPO
Nov-2015
Santos Limited
$2.5b
Renounceable Entitlement
Participating Broker to the Issue
Nov-2015
Westpac Group
$3.5b
Retail Entitlement Offer
Participating Broker to the Issue
Nov-2015
Origin Energy Limited
$2.5b
Rights Issue
Participating Broker to the Issue
Oct-2015
Commonwealth Bank
$5.1b
CBA Entitlement Offer
Participating Broker to the Offer
Sep-2015
ANZ Capital Notes 4
$1.3b
Participating Broker to the Issue
Aug-2015
Bendigo and Adelaide Bank
$225.0m
CPS3 - Convertible Preference Shares 3
Participating Broker to the Issue
Jun-2015
Aus Asia Minerals Ltd
$5.0m Loan Facility
Financial Adviser
Feb-2015
Aus Asia Minerals Ltd
$1.0m
Financial Adviser and Broker
Jan-2015
Australia and New Zealand Banking Group Limited
$970m
Participating Broker to the Issue
Jan-2015
OGI Limited
$4.1m
Financial Adviser & Broker to the Issue
Jan-2015
Medibank Private Limited
$5.679b
Participating Broker to the IPO
Dec-2014
Bendigo and Adelaide Bank
$292m Convertible Preference Shares CPS2
Participating Broker to the Convertible Preference Shares
Nov-2014
Emperor Ranger Group Limited
$4.5m
Financial Adviser, Sponsoring Broker and Lead Manager
Nov-2014
Central Asia Resources Limited
$1.2m
Financial Adviser and Broker to the IPO
Oct-2014
Commonwealth Bank Limited Perls VII
$3.0b
Participating Broker to the Notes
Oct-2014
Macquarie Bank Limited Capital Notes
$429m
Participating Broker to the Notes
Oct-2014
Healthscope Limited
$2.26b
Participating Broker to the Placement
Jul-2014
Coal Fe Resources Limited
<$500k
Financial Adviser and Broker to Capital Raising
Jun-2014
Indochine Mining Limited
$3.1m Placement
Jun-2014
Investment Administration Services Holdings Limited
$3.0m
Financial Adviser and Sponsoring Broker to the IPO
Jun-2014
Challenger Energy Limited
$1.0m
Broker and Underwriter to the Capital Raising
May-2014
Australia and New Zealand Banking Group Limited
$1.6 Billion
Participating Broker to the Notes
Mar-2014
Indochine Mining Limited
$3.4m Placement
Mar-2014
Mariposa Health Limited
<$500k
Broker to the Capital Raising
Mar-2014
Shark Shield Pty Limited
<$500k
Financial Adviser and Broker
Feb-2014
Finance News Network
<$500k
Broker to the Capital Raising
Jan-2014
Indochine Mining Limited
$6 Million
Joint Bookrunner and Joint Lead Manager to the Capital Raising
Jan-2014
Investment Administration Services Holdings Limited
$6.3 Million
Sponsoring Broker and Lead Manager - Pre IPO
Jan-2014
National Australia Bank Limited
$1.72 Billion
Participating Broker to the Convertible Preference Shares
Jan-2014
Nine Entertainment Co Holding Limited
$636 Million
Participating Broker to the Capital Raising
Jan-2014
Sunbridge Group Limited
$4.5 Million
Sponsoring Broker and Lead Manager to the IPO
Jan-2014
Carbine Tungsten Limited
<$1.0 Million
Broker to the Placement
Nov-2013
Arria NLG Limited
$US18 Million
Lead Manager and Australian Broker
Oct-2013
99 Wuxian Limited
$20 Million
Lead Broker to the IPO
Sep-2013
Golden Gate Petroleum Limited
<$500k
Broker to the Convertible Notes
Sep-2013
Australia and New Zealand Banking Group Limited
$1.2 Billion
Participating Broker to the Notes
Aug-2013
Challenger Energy Limited
$1.0 Million
Participating Broker to the Placement
Aug-2013
Indochine Mining Limited
$3 Million
Broker to the Placement
Aug-2013
Lamboo Resources Limited
$1.0 Million
Financial Adviser and Broker to the Placement
Aug-2013
Macquarie Bank
$600 Million
Participating Broker to the Capital Raising
Jul-2013
Finance News Network
<$500k
Broker to the Capital Raising
Jun-2013
Indochine Mining Limited
$3.9 Million
Broker to the Placement
Jun-2013
Suncorp Group Limited
$770 Million
Participating Broker to the Subordinated Notes Offer
May-2015
Golden Gate Petroleum Limited
$3.2 Million
Financial Adviser, Lead Manager and Partial Underwriter to the Issue
Mar-2013
National Australia Bank Limited
$1.51 Billion
Participating Broker to the Convertible Preference Shares
Mar-2013
Goldsearch Limited
$1.6 Million
Broker to the Rights Issue
Feb-2013
Westpac Banking Corporation
$1.38 Billion
Participating Broker to the Westpac Capital Note
Feb-2013
Indochine Mining Limited
$7.0 Million
Broker to the Placement
Jan-2013
Oil Basins Limited
$625k
Participating Broker to the Placement
Jan-2013
Zeus Resources Limited
$12.0 Million
Lead Manager and Joint Corporate Adviser to the IPO
Jan-2013
Golden Gate Petroleum Limited
$2.6 Million
Financial Adviser and Broker to the Convertible Notes
Dec-2012
MYOB Finance Australia Limited
$155 Million
Participating Broker to the Subordinated Note
Dec-2012
Pilbara Minerals Limited
< $500k
Broker to the Placement
Dec-2012
Indochine Mining Limited
$13.2 Million
Joint Broker to the Placement
Nov-2012
Scott Creek Coal Limited
< $500k
Participating Broker to the Placement - Pre IPO
Nov-2012
TTG Mobile Coupon Services Limited
$2.4 Million
Lead Broker to the IPO
Nov-2012
BioProspect Limited
< $1.0 Million
Underwriter and Broker to the Rights Issue
Oct-2012
Commonwealth Bank of Australia
$2 Billion
Participating Broker to the Perls VI
Oct-2012
Northwest Resources Limited
$500k
Participating Broker to the Placement
Oct-2012
Queensland Mining Corporation Limited
$3.8 Million
Financial Adviser to the Placement
Oct-2012
Crown Limited
$532 Million
Participating Broker to the Subordinated Note
Sep-2012
Queensland Mining Corporation Limited
$1.2 Million
Financial Adviser to the Placement
Sep-2012
TTG Mobile Coupon Services Limited
$2.0 Million
Lead Manager and Broker to the Capital Raising - Pre IPO
Sep-2012
Indochine Mining Limited
$9.8 Million
Broker to the Placement
Aug-2012
Westpac Banking Corporation
$1.68 Billion
Participating Broker to the Floating Rate Note
Aug-2012
Challenger Energy Limited
$500k
Broker to the Placement
Jun-2012
Golden Gate Petroleum Limited
$2.8 Million
Financial Adviser and Broker to the Placement
Jun-2012
Tatts Group Limited
$184,664 Million
Participating Broker to the Bond
Jun-2012
Esperance Minerals Limited
< $1.0 Million
Broker to the Placement
May-2012
Indochine Mining Limited
$8.25 Million Placement
Broker to the Placement
May-2012
Carbine Tungsten Limited
< $500k
Participating Broker to the Rights Issue
Apr-2012
Challenger Energy Limited
$1.2 Million
Participating Broker to the Placement
Apr-2012
Impact Minerals Limited
$1.0 Million
Broker to the Placement
Apr-2012
Australia and New Zealand Banking Group Limited
$1.5 Billion
Participating Broker to the Floating Rate Note
Mar-2012
BioProspect Limited
$1.0 Million
Broker to the Convertible Notes
Mar-2012
Golden Gate Petroleum Limited
$4.5 Million
Financial Adviser, Underwriter and Broker to the Rights Issue
Mar-2012
Mikoh Corporation Limited
$1.0 Million
Participating Broker to the Placement
Mar-2012
Queensland Mining Corporation Limited
$4.3 Million
Financial Adviser and Broker to the Placement
Mar-2012
Austex Oil Limited
$4.1 Million
Participating Broker to the Placement
Feb-2012
Challenger Energy Limited
$2.8 Million
Participating Broker to the Placement
Feb-2012
Leopard Resources NL
< $500k
Broker to the Placement
Feb-2012
Bluechiip Limited
< $500k
Financial Adviser and Broker to the Placement
Jan-2012
Golden Gate Petroleum Limited
$3.7 Million
Financial Adviser and Broker to the Placement and Convertible Notes
Jan-2012