WHY NOVUS CAPITAL?

is an investment and financial services company specialising in Investment Banking, Corporate Advisory and Share Trading services for Australian corporate and private clients, and overseas corporate clients.

CONTACT INFO
  • Address: Level 24, Royal Exchange Building, 56 Pitt Street, Sydney, NSW 2000 Australia
  • Phone: +61 2 9375 0100
  • Email: Contact Us

Selection of Completed Transactions

PINCHme.com Inc

$789k Entitlement Offer Shortfall Placement

Lead Manager

INCA Minerals Limited

$1.93m Entitlement Issue

Participating Broker

Oct-2019

RECCE PHARMACEUTICALS LTD

$6.76m Placement

Participating Broker

Oct-2019

Azure Minerals Limited

$4m Placement

Participating Broker

Oct-2019

Black Cat Syndicate Limited

$5m Placement

Participating Broker

Oct-2019

Whitebark Energy Limited

$3.8m Capital Raising

Participating Broker

Oct-2019

Silver Mines Limited

$10m Placement

Participating Broker

Sep-2019

SportsHero Limited

37.25m Options Exercise

Participating Broker

Sep-2019

88 Energy Limited

$6.75m Placement

Participating Broker

Sep-2019

Triangle Energy Limited

$3.6m Placement

Participating Broker

Sep-2019

RPM Automotive Group Limited

$2.6m RTO

Lead Manager & Financial Adviser

Aug-2019

Advent Health Limited

$1m Pre-IPO

Sponsoring Broker & Financial Adviser

Aug-2019

Alt Resources Limited

$4m Placement

Participating Broker

Aug-2019

Silver Mines Limited

$2.75m Placement

Participating Broker

Jul-2019

SportsHero Limited

Options Placement

Lead Manager

Jul-2019

Suda Pharmaceuticals Ltd

$3.9m Rights Issue

Participating Broker

Jun-2019

Quantify Technology Holdings Limited

$2.5m Entitlement Issue

Participating Broker

Jun-2019

Anteo Diagnostics Ltd

$3.65m Rights Issue

Participating Broker

Jun-2019

Dotz Nano Limited

$1.5m placement

Sponsoring Broker

May-2019

Halu Group Limited

$1m IPO

Lead Manager, Financial Adviser & Sponsoring Broker

May-2019

Mobecom Limited

$2.5m Share Placement

Lead Manager & Financial Adviser

Apr-2019

Pengana Private Equity Trust

$205m IPO

Participating Broker

Apr-2019

Gooroo Ventures Limited

$0.57m Placement

Participating Broker

Apr-2019

Symbol Mining Limited

$1.75m Placement

Participating Broker

Apr-2019

Hastings Technology Metals Limited

$12m Placement

Participating Broker

Apr-2019

Duke Exploration Ltd

Financial Adviser

Apr-2019

Black Rock Mining Limited

$3m Placement

Participating Broker

Mar-2019

Australian Mines Limited

$5m Placement

Participating Broker

Feb-2019

Kogi Iron Limited

$0.56m Placement

Financial Adviser, Sponsoring Broker & Lead Manager

Feb-2019

National Australia Bank Limited

$750m Capital Note 3

Participating Broker

Feb-2019

Creso Pharma Limited

$3m Institutional placement

Participating Broker

Jan-2019

Westpac Group Limited

$750m Westpac Capital Notes 6 offer

Participating Broker

Jan-2019

Orthocell Limited

$1.8m Placement

Participating Broker

Dec-2018

Pursuit Minerals Limited

$2m Placement

Participating Broker

Nov-2018

Riversgold Limited

IPO $6.2m

Participating Broker

Nov-2018

Trisap Group Pty Ltd

$2m Capital Raising

Participating Broker

Nov-2018

Triton Minerals Limited

$2,884,567 Entitlement Offer

Participating Broker

Nov-2018

Diatreme Resources Limited

$2,137,523 Placement

Participating Broker

Oct-2018

Technology Metals Australia Ltd

$6m Placement

Participating Broker

Oct-2018

PlayUp Limited

$20m Placement

Participating Broker

Aug-2018

WISR Limited

$4,195,500 Placement

Participating Broker

Aug-2018

Frontier Diamonds Limited

$1.0m Convertible Note

Lead Manager

Aug-2018

Sports Hero Limited

Placement $1 million

Participating Broker

Aug-2018

Symbol Mining Limited

$3m Placement

Participating Broker

May-2018

Besra Mining

Placement <$1m

Financial Adviser and Lead Broker

Aug-2018

Blackrock Mining Ltd

Placement $3 million

Participating Broker

Jul-2018

Mako Gold Limited

IPO $6,000,000

Sponsoring Broker & Corporate Adviser

Apr-2018

Terrain Minerals Ltd

Placement <$1m

Participating Broker

Apr-2018

Frontier Diamonds Limited

Convertible Notes $2.5M

Financial Adviser & Sponsoring Broker

May-2018

Prospect Resources Limited

Placement $10.0 million

Participating Broker to the Placement

Feb-2018

Angel Seafood Holdings Limited

IPO $8m

Participating Broker

Feb-2018

Cape Range Limited

IPO $5,000,000

Sponsoring Broker & Corporate Adviser

Feb-2018

Peninsula Mines Limited

Placement $ 1.9m

Participating Broker

Jan-2018

Frontier Diamonds Limited

IPO $4 Million

Sponsoring Broker & Lead Manager

Jan-2018

Pancontinental Oil & Gas NL

Convertible Notes $ 1.6m

Participating Broker

Mar-2018

MobecomLimited

Capital Raising -Reverse Merge $5.0m

Prticipating Broker to the Issue

Sep-2017

Pursuit Minerals Limited

Capital Raising Reverse Merger $6.0M

Participating Broker to the Issue

Aug-2017

Riversgold Limited

Initial Public Offering $8.0M

Participating Broker to The Offer

Aug-2017

Red Sky Energy Ltd

Placement

Participating Broker to the Capital Raising

Jul-2017

Frontier Diamonds Ltd

$ 3.05 Million Pre-IPO

Broker to the Issue

May-2017

Carbine Tungsten Ltd

<$1 million

Financial Adviser and Participating Broker

May-2017

Plato Income Maximiser

$75,000,000

Participating Broker

Apr-2017

Mako Gold Pty Ltd

$700,000 Pre IPO

Participating Broker

May-2017

Crop Logic Ltd

$2,000,000

Financial Adviser

May-2017

Unity Wireless

$2M Pre IPO

Empire Securities - Lead Manager

Mar-2017

I Synergy Ltd

$3.5m

Lead Manager, Sponsoring Broker & Financial Adviser

Mar-2017

Macarthur Minerals ltd

Pre-IPO Funding $1.5M

Lead Manager, Financial Adviser and Sponsoring Broker

Feb-2017

Freehill Mining Ltd

$4.1M

Underwriter, Lead Manager Sponsoring Broker

Jan-2017

Dropsuite Ltd

$5.3 Million

Sponsoring Broker - Lead Manager

Jan-2017

White Cliff Minerals Ltd

Share Purchase Plan $ 1.25M

Underwriter to the SPP

Jan-2017

Biofiba Limited

Pre IPO Funding $800K

Participating Broker to the raising

Sep-2016

Fertoz Limited

Total Raised $4.3m Placement

Participating Broker to the Issue

Aug-2016

Adelaide Resources Limited

Total Raised <$1.0m
Placement

Broker to the Issue

Jul-2016

Westpac Group

Total Raised $1.7b
Capital Notes 4 Offer

Participating Broker to the Notes

Jun-2016

Commonwealth Bank Limited Perls VIII Capital Notes

Total Raised $1.45b

Participating broker to the Notes

Apr-2016

Lasseters Corporation Ltd

$6.5m

Sponsoring Broker, Lead Manager & Financial Adviser

Apr-2016

Aus Asia Minerals Ltd

US$5.0m
Debt Financing Facility

Financial Adviser

Mar-2016

Avexa Ltd

$500k

Sponsoring Broker, Lead Manager & Financial Adviser

Feb-2016

Finance TV Pty Ltd

Consideration Undisclosed

Novus Capital Sale of majority 43% Shareholding in FNN

Feb-2016

TALI Health Pty Ltd

$4.5m

Sponsoring Broker, Lead Manager & Financial Adviser

Feb-2016

Land & Homes Group Ltd

$2.0m

Lead Manager to the IPO

Jan-2016

Tesserent Ltd

$7.0m

Sponsoring Broker & Joint Lead Manager to the Issue

Jan-2016

Alt Resources

$2.1m

Financial Adviser, Lead Manager and Sponsoring Broker to the Pre IPO and IPO

Nov-2015

Santos Limited

$2.5b
Renounceable Entitlement

Participating Broker to the Issue

Nov-2015

Westpac Group

$3.5b
Retail Entitlement Offer

Participating Broker to the Issue

Nov-2015

Origin Energy Limited

$2.5b
Rights Issue

Participating Broker to the Issue

Oct-2015

Commonwealth Bank

$5.1b
CBA Entitlement Offer

Participating Broker to the Offer

Sep-2015

ANZ Capital Notes 4

$1.3b

Participating Broker to the Issue

Aug-2015

Bendigo and Adelaide Bank

$225.0m
CPS3 - Convertible Preference Shares 3

Participating Broker to the Issue

Jun-2015

Aus Asia Minerals Ltd

$5.0m Loan Facility

Financial Adviser

Feb-2015

Aus Asia Minerals Ltd

$1.0m

Financial Adviser and Broker

Jan-2015

Australia and New Zealand Banking Group Limited

$970m

Participating Broker to the Issue

Jan-2015

OGI Limited

$4.1m

Financial Adviser & Broker to the Issue

Jan-2015

Medibank Private Limited

$5.679b

Participating Broker to the IPO

Dec-2014

Bendigo and Adelaide Bank

$292m Convertible Preference Shares CPS2

Participating Broker to the Convertible Preference Shares

Nov-2014

Emperor Ranger Group Limited

$4.5m

Financial Adviser, Sponsoring Broker and Lead Manager

Nov-2014

Central Asia Resources Limited

$1.2m

Financial Adviser and Broker to the IPO

Oct-2014

Commonwealth Bank Limited Perls VII

$3.0b

Participating Broker to the Notes

Oct-2014

Macquarie Bank Limited Capital Notes

$429m

Participating Broker to the Notes

Oct-2014

Healthscope Limited

$2.26b

Participating Broker to the Placement

Jul-2014

Coal Fe Resources Limited

<$500k

Financial Adviser and Broker to Capital Raising

Jun-2014

Indochine Mining Limited

$3.1m Placement

Jun-2014

Investment Administration Services Holdings Limited

$3.0m

Financial Adviser and Sponsoring Broker to the IPO

Jun-2014

Challenger Energy Limited

$1.0m

Broker and Underwriter to the Capital Raising

May-2014

Australia and New Zealand Banking Group Limited

$1.6 Billion

Participating Broker to the Notes

Mar-2014

Indochine Mining Limited

$3.4m Placement

Mar-2014

Mariposa Health Limited

<$500k

Broker to the Capital Raising

Mar-2014

Shark Shield Pty Limited

<$500k

Financial Adviser and Broker

Feb-2014

Finance News Network

<$500k

Broker to the Capital Raising

Jan-2014

Indochine Mining Limited

$6 Million

Joint Bookrunner and Joint Lead Manager to the Capital Raising

Jan-2014

Investment Administration Services Holdings Limited

$6.3 Million

Sponsoring Broker and Lead Manager - Pre IPO

Jan-2014

National Australia Bank Limited

$1.72 Billion

Participating Broker to the Convertible Preference Shares

Jan-2014

Nine Entertainment Co Holding Limited

$636 Million

Participating Broker to the Capital Raising

Jan-2014

Sunbridge Group Limited

$4.5 Million

Sponsoring Broker and Lead Manager to the IPO

Jan-2014

Carbine Tungsten Limited

<$1.0 Million

Broker to the Placement

Nov-2013

Arria NLG Limited

$US18 Million

Lead Manager and Australian Broker

Oct-2013

99 Wuxian Limited

$20 Million

Lead Broker to the IPO

Sep-2013

Golden Gate Petroleum Limited

<$500k

Broker to the Convertible Notes

Sep-2013

Australia and New Zealand Banking Group Limited

$1.2 Billion

Participating Broker to the Notes

Aug-2013

Challenger Energy Limited

$1.0 Million

Participating Broker to the Placement

Aug-2013

Indochine Mining Limited

$3 Million

Broker to the Placement

Aug-2013

Lamboo Resources Limited

$1.0 Million

Financial Adviser and Broker to the Placement

Aug-2013

Macquarie Bank

$600 Million

Participating Broker to the Capital Raising

Jul-2013

Finance News Network

<$500k

Broker to the Capital Raising

Jun-2013

Indochine Mining Limited

$3.9 Million

Broker to the Placement

Jun-2013

Suncorp Group Limited

$770 Million

Participating Broker to the Subordinated Notes Offer

May-2015

Golden Gate Petroleum Limited

$3.2 Million

Financial Adviser, Lead Manager and Partial Underwriter to the Issue

Mar-2013

National Australia Bank Limited

$1.51 Billion

Participating Broker to the Convertible Preference Shares

Mar-2013

Goldsearch Limited

$1.6 Million

Broker to the Rights Issue

Feb-2013

Westpac Banking Corporation

$1.38 Billion

Participating Broker to the Westpac Capital Note

Feb-2013

Indochine Mining Limited

$7.0 Million

Broker to the Placement

Jan-2013

Oil Basins Limited

$625k

Participating Broker to the Placement

Jan-2013

Zeus Resources Limited

$12.0 Million

Lead Manager and Joint Corporate Adviser to the IPO

Jan-2013

Golden Gate Petroleum Limited

$2.6 Million

Financial Adviser and Broker to the Convertible Notes

Dec-2012

MYOB Finance Australia Limited

$155 Million

Participating Broker to the Subordinated Note

Dec-2012

Pilbara Minerals Limited

< $500k

Broker to the Placement

Dec-2012

Indochine Mining Limited

$13.2 Million

Joint Broker to the Placement

Nov-2012

Scott Creek Coal Limited

< $500k

Participating Broker to the Placement - Pre IPO

Nov-2012

TTG Mobile Coupon Services Limited

$2.4 Million

Lead Broker to the IPO

Nov-2012

BioProspect Limited

< $1.0 Million

Underwriter and Broker to the Rights Issue

Oct-2012

Commonwealth Bank of Australia

$2 Billion

Participating Broker to the Perls VI

Oct-2012

Northwest Resources Limited

$500k

Participating Broker to the Placement

Oct-2012

Queensland Mining Corporation Limited

$3.8 Million

Financial Adviser to the Placement

Oct-2012

Crown Limited

$532 Million

Participating Broker to the Subordinated Note

Sep-2012

Queensland Mining Corporation Limited

$1.2 Million

Financial Adviser to the Placement

Sep-2012

TTG Mobile Coupon Services Limited

$2.0 Million

Lead Manager and Broker to the Capital Raising - Pre IPO

Sep-2012

Indochine Mining Limited

$9.8 Million

Broker to the Placement

Aug-2012

Westpac Banking Corporation

$1.68 Billion

Participating Broker to the Floating Rate Note

Aug-2012

Challenger Energy Limited

$500k

Broker to the Placement

Jun-2012

Golden Gate Petroleum Limited

$2.8 Million

Financial Adviser and Broker to the Placement

Jun-2012

Tatts Group Limited

$184,664 Million

Participating Broker to the Bond

Jun-2012

Esperance Minerals Limited

< $1.0 Million

Broker to the Placement

May-2012

Indochine Mining Limited

$8.25 Million Placement

Broker to the Placement

May-2012

Carbine Tungsten Limited

< $500k

Participating Broker to the Rights Issue

Apr-2012

Challenger Energy Limited

$1.2 Million

Participating Broker to the Placement

Apr-2012

Impact Minerals Limited

$1.0 Million

Broker to the Placement

Apr-2012

Australia and New Zealand Banking Group Limited

$1.5 Billion

Participating Broker to the Floating Rate Note

Mar-2012

BioProspect Limited

$1.0 Million

Broker to the Convertible Notes

Mar-2012

Golden Gate Petroleum Limited

$4.5 Million

Financial Adviser, Underwriter and Broker to the Rights Issue

Mar-2012

Mikoh Corporation Limited

$1.0 Million

Participating Broker to the Placement

Mar-2012

Queensland Mining Corporation Limited

$4.3 Million

Financial Adviser and Broker to the Placement

Mar-2012

Austex Oil Limited

$4.1 Million

Participating Broker to the Placement

Feb-2012

Challenger Energy Limited

$2.8 Million

Participating Broker to the Placement

Feb-2012

Leopard Resources NL

< $500k

Broker to the Placement

Feb-2012

Bluechiip Limited

< $500k

Financial Adviser and Broker to the Placement

Jan-2012

Golden Gate Petroleum Limited

$3.7 Million

Financial Adviser and Broker to the Placement and Convertible Notes

Jan-2012