Corporate Transactions

ITech Minerals Limited

$7m IPO

Sponsoring Broker, Lead Manager & Finanicial Adviser

Aeramentum Resources Pty Ltd

$1.2m Pre-IPO Raising

Participating Broker

Pan Asia Metals Limited

$8m Placement

Participating Broker

Golden Mile Resources Ltd

$1.6m Capital Raising

Participating Broker

NickelSearch Limited

$7m IPO

Participating Broker

Volt Resources Limited

$5.75m Placement

Participating Broker

Jadar Resources Limited

$3.5m Placement

Participating Broker

Dateline Resources Limited

$4.1m Placement

Participating Broker

Aeon Metals Limited

$9.5m Placement

Participating Broker

Western Mines Group Limited

$5.5m IPO

Participating Broker

Balkan Mining and Minerals Limited

$6.5m IPO

Participating Broker

ITech Minerals Pty Ltd

$638k Pre-IPO Raising

Lead Manager & Corporate Adviser

Lode Resources Limited

$5.115m IPO

Lead Manager & Financial Adviser

Lucapa Diamond Company Limited

$1.65m SPP

Participating Broker

AuKing Mining Limited

$7m IPO

Lead Manager & Financial Adviser

Resilience Mining Mongolia Pty Limited

$1.1m Pre-IPO capital raising

Sponsoring Broker & Lead Manager

Woomera Mining Limited

$2.5m Placement and SPP

Participating Broker

Impact Minerals Limited

$4m Placement

Participating Broker

Matsa Resources Limited

$3.41m Rights Issue & Placement

Participating Broker

Metallica Minerals Limited

$7m Rights Issue & Placement

Participating Broker

White Rock Minerals Limited

$8.5m Placement

Participating Broker

Theta Gold Mines Limited

$3.13m Placement

Participating Broker

Aguia Resources Limited

$4m Placement

Participating Broker

TechGen Metals Limited

$6m IPO

Joint Lead Manager & Joint Corporate Adviser

Syrah Resources Limited

$56m Placement

Participating Broker

Silver Mines Limited

$30m Placement

Participating Broker

RBR Group Limited

$4.0m Equity & Convertible Note Raising

Lead Manager

Galan Lithium Limited

$10m Placement

Participating Broker

Andean Mining Corp. Pty Ltd

$2.26m Pre-IPO Raising

Sponsoring Broker, Lead Manager & Finanicial Adviser

Lode Resources Pty Ltd

$773k Pre-IPO Raising

Sponsoring Broker, Lead Manager & Finanicial Adviser

Auric Mining Limited

$6.5m IPO

Participating Broker

Sabre Resources Ltd

$4.8m Capital Raising

Participating Broker

PPK Group Limited

$15.4m Capital Raising

Participating Broker

Inca Minerals Ltd

$8m Rights Issue

Participating Broker

TechGen Metals Limited

$575K Pre-IPO Raising

Sponsoring Broker & Lead Manager

North Stawell Minerals Limited

$20m IPO

Participating Broker

Torian Resources Limited

$2.2m Rights Issue

Participating Broker

Sayona Mining Limited

$2.75m Shortfall Placement

Participating Broker

Ora Gold Limited

$1m Placement

Lead Manager

Lepidico Ltd

$3.86m Entitlement Offer

Participating Broker

Silver Mines Limited

$13m Capital Raising

Participating Broker

SAYONA MINING LIMITED

$2.57m Right Issue

Participating Broker

Odin Metals Limited

$3m Placement

Participating Broker

Godolphin Resources Limited

$7.485m IPO

Participating Broker

Hammer Metals Limited

$1.5m Placement

Participating Broker

INCA Minerals Limited

$1.93m Entitlement Issue

Participating Broker

Azure Minerals Limited

$4m Placement

Participating Broker

Black Cat Syndicate Limited

$5m Placement

Participating Broker

Silver Mines Limited

$10m Placement

Participating Broker

Alt Resources Limited

$4m Placement

Participating Broker

Silver Mines Limited

$2.75m Placement

Participating Broker

Hastings Technology Metals Limited

$12m Placement

Participating Broker

Symbol Mining Limited

$1.75m Placement

Participating Broker

Duke Exploration Ltd

Financial Adviser

Black Rock Mining Limited

$3m Placement

Participating Broker

Australian Mines Limited

$5m Placement

Participating Broker

Kogi Iron Limited

$0.56m Placement

Financial Adviser, Sponsoring Broker & Lead Manager

Pursuit Minerals Limited

$2m Placement

Participating Broker

Riversgold Limited

IPO $6.2m

Participating Broker

Triton Minerals Limited

$2,884,567 Entitlement Offer

Participating Broker

Diatreme Resources Limited

$2,137,523 Placement

Participating Broker

Technology Metals Australia Ltd

$6m Placement

Participating Broker

Frontier Diamonds Limited

$1.0m Convertible Note

Lead Manager

Besra Mining

Placement <$1m

Financial Adviser and Lead Broker

Blackrock Mining Ltd

Placement $3 million

Participating Broker

Mako Gold Limited

IPO $6,000,000

Sponsoring Broker & Corporate Adviser

Symbol Mining Limited

$3m Placement

Participating Broker

Terrain Minerals Ltd

Placement <$1m

Participating Broker

Prospect Resources Limited

Placement $10.0 million

Participating Broker to the Placement

Peninsula Mines Limited

Placement $ 1.9m

Participating Broker

Frontier Diamonds Limited

IPO $4 Million

Sponsoring Broker & Lead Manager

Frontier Diamonds Limited

Convertible Notes $2.5M

Financial Adviser & Sponsoring Broker

Pursuit Minerals Limited

Capital Raising Reverse Merger $6.0M

Participating Broker to the Issue

Riversgold Limited

Initial Public Offering $8.0M

Participating Broker to The Offer

Frontier Diamonds Ltd

$ 3.05 Million Pre-IPO

Broker to the Issue

Carbine Tungsten Ltd

<$1 million

Financial Adviser and Participating Broker

Mako Gold Pty Ltd

$700,000 Pre IPO

Participating Broker

Freehill Mining Ltd

$4.1M

Underwriter, Lead Manager Sponsoring Broker

Macarthur Minerals ltd

Pre-IPO Funding $1.5M

Lead Manager, Financial Adviser and Sponsoring Broker

White Cliff Minerals Ltd

Share Purchase Plan $ 1.25M

Underwriter to the SPP

Leopard Resources NL

< $500k

Broker to the Placement

Queensland Mining Corporation Limited

$4.3 Million

Financial Adviser and Broker to the Placement

Carbine Tungsten Limited

< $500k

Participating Broker to the Rights Issue

Impact Minerals Limited

$1.0 Million

Broker to the Placement

Esperance Minerals Limited

< $1.0 Million

Broker to the Placement

Indochine Mining Limited

$8.25 Million Placement

Broker to the Placement

Indochine Mining Limited

$9.8 Million

Broker to the Placement

Queensland Mining Corporation Limited

$1.2 Million

Financial Adviser to the Placement

Northwest Resources Limited

$500k

Participating Broker to the Placement

Queensland Mining Corporation Limited

$3.8 Million

Financial Adviser to the Placement

Indochine Mining Limited

$13.2 Million

Joint Broker to the Placement

Scott Creek Coal Limited

< $500k

Participating Broker to the Placement - Pre IPO

Pilbara Minerals Limited

< $500k

Broker to the Placement

Indochine Mining Limited

$7.0 Million

Broker to the Placement

Zeus Resources Limited

$12.0 Million

Lead Manager and Joint Corporate Adviser to the IPO

Goldsearch Limited

$1.6 Million

Broker to the Rights Issue

Indochine Mining Limited

$3.9 Million

Broker to the Placement

Indochine Mining Limited

$3 Million

Broker to the Placement

Lamboo Resources Limited

$1.0 Million

Financial Adviser and Broker to the Placement

Arria NLG Limited

$US18 Million

Lead Manager and Australian Broker

Carbine Tungsten Limited

<$1.0 Million

Broker to the Placement

Indochine Mining Limited

$6 Million

Joint Bookrunner and Joint Lead Manager to the Capital Raising

Indochine Mining Limited

$3.4m Placement

Coal Fe Resources Limited

<$500k

Financial Adviser and Broker to Capital Raising

Indochine Mining Limited

$3.1m Placement

Central Asia Resources Limited

$1.2m

Financial Adviser and Broker to the IPO

Emperor Ranger Group Limited

$4.5m

Financial Adviser, Sponsoring Broker and Lead Manager

Aus Asia Minerals Ltd

$1.0m

Financial Adviser and Broker

OGI Limited

$4.1m

Financial Adviser & Broker to the Issue

Aus Asia Minerals Ltd

$5.0m Loan Facility

Financial Adviser

Alt Resources

$2.1m

Financial Adviser, Lead Manager and Sponsoring Broker to the Pre IPO and IPO

Aus Asia Minerals Ltd

US$5.0m
Debt Financing Facility

Financial Adviser

Adelaide Resources Limited

Total Raised <$1.0m
Placement

Broker to the Issue

Fertoz Limited

Total Raised $4.3m Placement

Participating Broker to the Issue