WHY NOVUS CAPITAL?is an investment and financial services company specialising in Investment Banking, Corporate Advisory and Share Trading services for Australian corporate and private clients, and overseas corporate clients.
Silver Mines Limited
$13m Capital Raising
Participating Broker
May-2020
Leidico Ltd
$3.86m Entitlement Offer
Participating Broker
May-2020
NATIONAL AUSTRALIA BANK LIMITED
$3B Insitutional Placement
Participating Broker
Apr-2020
LENDLEASE GROUP
$950m Institutional Placement
Participating Broker
Apr-2020
IMAGION BIOSYSTEMS LIMITED
$2.5m Capital Raising
Participating Broker
Apr-2020
SAYONA MINING LIMITED
$2.57m Right Issue
Participating Broker
Apr-2020
ELECTRO OPTIC SYSTEMS HOLDINGS LIMITED
$134m Placement
Participating Broker
Apr-2020
Wattle Health Australia Limited
$15.68m Shortfall Placement
Participating Broker
Mar-2020
Odin Metals Limited
$3m Placement
Participating Broker
Feb-2020
Fiji Kava Limited
$2.3m Placement
Participating Broker
Feb-2020
Peninsula Energy Limited
$2.088m Shortfall Placement
Participating Broker
Feb-2020
Mobecom Limited
$850k
Lead Manager
Feb-2020
Emerald Clinics Limited
$6m IPO
Participating Broker
Feb-2020
Zelira Therapeutics Limited
$4.588 m
Participating Broker
Feb-2020
Centuria Capital Group
$80m Placement
Participating Broker
Jan-2020
Godolphin Resources Limited
$7.485m IPO
Participating Broker
Dec-2019
iCetana Limited
$5m IPO
Participating Broker
Dec-2019
Openpay Group Limited
$50m IPO
Participating Broker
Dec-2019
Heramed Limited
$1.42m Placement
Participating Broker
Dec-2019
Altech Chemicals Limited
$1.8m Placement
Participating Broker
Dec-2019
Hammer Metals Limited
$1.5m Placement
Participating Broker
Dec-2019
Imagion Biosystems Limited
$3.6m Rights Issue
Participating Broker
Nov-2019
Proteomics International Laboratories Limited
$3.0m Placement
Participating Broker
Nov-2019
PINCHme.com Inc
$789k Entitlement Offer Shortfall Placement
Lead Manager
Nov-2019
INCA Minerals Limited
$1.93m Entitlement Issue
Participating Broker
Oct-2019
RECCE PHARMACEUTICALS LTD
$6.76m Placement
Participating Broker
Oct-2019
Azure Minerals Limited
$4m Placement
Participating Broker
Oct-2019
Black Cat Syndicate Limited
$5m Placement
Participating Broker
Oct-2019
Whitebark Energy Limited
$3.8m Capital Raising
Participating Broker
Oct-2019
Silver Mines Limited
$10m Placement
Participating Broker
Sep-2019
SportsHero Limited
37.25m Options Exercise
Participating Broker
Sep-2019
88 Energy Limited
$6.75m Placement
Participating Broker
Sep-2019
Triangle Energy Limited
$3.6m Placement
Participating Broker
Sep-2019
RPM Automotive Group Limited
$2.6m RTO
Lead Manager & Financial Adviser
Aug-2019
Advent Health Limited
$1m Pre-IPO
Sponsoring Broker & Financial Adviser
Aug-2019
Alt Resources Limited
$4m Placement
Participating Broker
Aug-2019
Silver Mines Limited
$2.75m Placement
Participating Broker
Jul-2019
SportsHero Limited
Options Placement
Lead Manager
Jul-2019
Suda Pharmaceuticals Ltd
$3.9m Rights Issue
Participating Broker
Jun-2019
Quantify Technology Holdings Limited
$2.5m Entitlement Issue
Participating Broker
Jun-2019
Anteo Diagnostics Ltd
$3.65m Rights Issue
Participating Broker
Jun-2019
Dotz Nano Limited
$1.5m placement
Sponsoring Broker
May-2019
Halu Group Limited
$1m IPO
Lead Manager, Financial Adviser & Sponsoring Broker
May-2019
Mobecom Limited
$2.5m Share Placement
Lead Manager & Financial Adviser
Apr-2019
Pengana Private Equity Trust
$205m IPO
Participating Broker
Apr-2019
Gooroo Ventures Limited
$0.57m Placement
Participating Broker
Apr-2019
Symbol Mining Limited
$1.75m Placement
Participating Broker
Apr-2019
Hastings Technology Metals Limited
$12m Placement
Participating Broker
Apr-2019
Duke Exploration Ltd
Financial Adviser
Apr-2019
Black Rock Mining Limited
$3m Placement
Participating Broker
Mar-2019
Australian Mines Limited
$5m Placement
Participating Broker
Feb-2019
Kogi Iron Limited
$0.56m Placement
Financial Adviser, Sponsoring Broker & Lead Manager
Feb-2019
National Australia Bank Limited
$750m Capital Note 3
Participating Broker
Feb-2019
Creso Pharma Limited
$3m Institutional placement
Participating Broker
Jan-2019
Westpac Group Limited
$750m Westpac Capital Notes 6 offer
Participating Broker
Jan-2019
Orthocell Limited
$1.8m Placement
Participating Broker
Dec-2018
Pursuit Minerals Limited
$2m Placement
Participating Broker
Nov-2018
Riversgold Limited
IPO $6.2m
Participating Broker
Nov-2018
Trisap Group Pty Ltd
$2m Capital Raising
Participating Broker
Nov-2018
Triton Minerals Limited
$2,884,567 Entitlement Offer
Participating Broker
Nov-2018
Diatreme Resources Limited
$2,137,523 Placement
Participating Broker
Oct-2018
Technology Metals Australia Ltd
$6m Placement
Participating Broker
Oct-2018
PlayUp Limited
$20m Placement
Participating Broker
Aug-2018
WISR Limited
$4,195,500 Placement
Participating Broker
Aug-2018
Frontier Diamonds Limited
$1.0m Convertible Note
Lead Manager
Aug-2018
Sports Hero Limited
Placement $1 million
Participating Broker
Aug-2018
Symbol Mining Limited
$3m Placement
Participating Broker
May-2018
Besra Mining
Placement <$1m
Financial Adviser and Lead Broker
Aug-2018
Blackrock Mining Ltd
Placement $3 million
Participating Broker
Jul-2018
Mako Gold Limited
IPO $6,000,000
Sponsoring Broker & Corporate Adviser
Apr-2018
Terrain Minerals Ltd
Placement <$1m
Participating Broker
Apr-2018
Frontier Diamonds Limited
Convertible Notes $2.5M
Financial Adviser & Sponsoring Broker
May-2018
Prospect Resources Limited
Placement $10.0 million
Participating Broker to the Placement
Feb-2018
Angel Seafood Holdings Limited
IPO $8m
Participating Broker
Feb-2018
Cape Range Limited
IPO $5,000,000
Sponsoring Broker & Corporate Adviser
Feb-2018
Peninsula Mines Limited
Placement $ 1.9m
Participating Broker
Jan-2018
Frontier Diamonds Limited
IPO $4 Million
Sponsoring Broker & Lead Manager
Jan-2018
Pancontinental Oil & Gas NL
Convertible Notes $ 1.6m
Participating Broker
Mar-2018
MobecomLimited
Capital Raising -Reverse Merge $5.0m
Prticipating Broker to the Issue
Sep-2017
Pursuit Minerals Limited
Capital Raising Reverse Merger $6.0M
Participating Broker to the Issue
Aug-2017
Riversgold Limited
Initial Public Offering $8.0M
Participating Broker to The Offer
Aug-2017
Red Sky Energy Ltd
Placement
Participating Broker to the Capital Raising
Jul-2017
Frontier Diamonds Ltd
$ 3.05 Million Pre-IPO
Broker to the Issue
May-2017
Carbine Tungsten Ltd
<$1 million
Financial Adviser and Participating Broker
May-2017
Plato Income Maximiser
$75,000,000
Participating Broker
Apr-2017
Mako Gold Pty Ltd
$700,000 Pre IPO
Participating Broker
May-2017
Crop Logic Ltd
$2,000,000
Financial Adviser
May-2017
Unity Wireless
$2M Pre IPO
Empire Securities - Lead Manager
Mar-2017
I Synergy Ltd
$3.5m
Lead Manager, Sponsoring Broker & Financial Adviser
Mar-2017
Macarthur Minerals ltd
Pre-IPO Funding $1.5M
Lead Manager, Financial Adviser and Sponsoring Broker
Feb-2017
Freehill Mining Ltd
$4.1M
Underwriter, Lead Manager Sponsoring Broker
Jan-2017
Dropsuite Ltd
$5.3 Million
Sponsoring Broker - Lead Manager
Jan-2017
White Cliff Minerals Ltd
Share Purchase Plan $ 1.25M
Underwriter to the SPP
Jan-2017
Biofiba Limited
Pre IPO Funding $800K
Participating Broker to the raising
Sep-2016
Fertoz Limited
Total Raised $4.3m Placement
Participating Broker to the Issue
Aug-2016
Adelaide Resources Limited
Total Raised <$1.0m
Placement
Broker to the Issue
Jul-2016
Westpac Group
Total Raised $1.7b
Capital Notes 4 Offer
Participating Broker to the Notes
Jun-2016
Commonwealth Bank Limited Perls VIII Capital Notes
Total Raised $1.45b
Participating broker to the Notes
Apr-2016
Lasseters Corporation Ltd
$6.5m
Sponsoring Broker, Lead Manager & Financial Adviser
Apr-2016
Aus Asia Minerals Ltd
US$5.0m
Debt Financing Facility
Financial Adviser
Mar-2016
Avexa Ltd
$500k
Sponsoring Broker, Lead Manager & Financial Adviser
Feb-2016
Finance TV Pty Ltd
Consideration Undisclosed
Novus Capital Sale of majority 43% Shareholding in FNN
Feb-2016
TALI Health Pty Ltd
$4.5m
Sponsoring Broker, Lead Manager & Financial Adviser
Feb-2016
Land & Homes Group Ltd
$2.0m
Lead Manager to the IPO
Jan-2016
Tesserent Ltd
$7.0m
Sponsoring Broker & Joint Lead Manager to the Issue
Jan-2016
Alt Resources
$2.1m
Financial Adviser, Lead Manager and Sponsoring Broker to the Pre IPO and IPO
Nov-2015
Santos Limited
$2.5b
Renounceable Entitlement
Participating Broker to the Issue
Nov-2015
Westpac Group
$3.5b
Retail Entitlement Offer
Participating Broker to the Issue
Nov-2015
Origin Energy Limited
$2.5b
Rights Issue
Participating Broker to the Issue
Oct-2015
Commonwealth Bank
$5.1b
CBA Entitlement Offer
Participating Broker to the Offer
Sep-2015
ANZ Capital Notes 4
$1.3b
Participating Broker to the Issue
Aug-2015
Bendigo and Adelaide Bank
$225.0m
CPS3 - Convertible Preference Shares 3
Participating Broker to the Issue
Jun-2015
Aus Asia Minerals Ltd
$5.0m Loan Facility
Financial Adviser
Feb-2015
Aus Asia Minerals Ltd
$1.0m
Financial Adviser and Broker
Jan-2015
Australia and New Zealand Banking Group Limited
$970m
Participating Broker to the Issue
Jan-2015
OGI Limited
$4.1m
Financial Adviser & Broker to the Issue
Jan-2015
Medibank Private Limited
$5.679b
Participating Broker to the IPO
Dec-2014
Bendigo and Adelaide Bank
$292m Convertible Preference Shares CPS2
Participating Broker to the Convertible Preference Shares
Nov-2014
Emperor Ranger Group Limited
$4.5m
Financial Adviser, Sponsoring Broker and Lead Manager
Nov-2014
Central Asia Resources Limited
$1.2m
Financial Adviser and Broker to the IPO
Oct-2014
Commonwealth Bank Limited Perls VII
$3.0b
Participating Broker to the Notes
Oct-2014
Macquarie Bank Limited Capital Notes
$429m
Participating Broker to the Notes
Oct-2014
Healthscope Limited
$2.26b
Participating Broker to the Placement
Jul-2014
Coal Fe Resources Limited
<$500k
Financial Adviser and Broker to Capital Raising
Jun-2014
Indochine Mining Limited
$3.1m Placement
Jun-2014
Investment Administration Services Holdings Limited
$3.0m
Financial Adviser and Sponsoring Broker to the IPO
Jun-2014
Challenger Energy Limited
$1.0m
Broker and Underwriter to the Capital Raising
May-2014
Australia and New Zealand Banking Group Limited
$1.6 Billion
Participating Broker to the Notes
Mar-2014
Indochine Mining Limited
$3.4m Placement
Mar-2014
Mariposa Health Limited
<$500k
Broker to the Capital Raising
Mar-2014
Shark Shield Pty Limited
<$500k
Financial Adviser and Broker
Feb-2014
Finance News Network
<$500k
Broker to the Capital Raising
Jan-2014
Indochine Mining Limited
$6 Million
Joint Bookrunner and Joint Lead Manager to the Capital Raising
Jan-2014
Investment Administration Services Holdings Limited
$6.3 Million
Sponsoring Broker and Lead Manager - Pre IPO
Jan-2014
National Australia Bank Limited
$1.72 Billion
Participating Broker to the Convertible Preference Shares
Jan-2014
Nine Entertainment Co Holding Limited
$636 Million
Participating Broker to the Capital Raising
Jan-2014
Sunbridge Group Limited
$4.5 Million
Sponsoring Broker and Lead Manager to the IPO
Jan-2014
Carbine Tungsten Limited
<$1.0 Million
Broker to the Placement
Nov-2013
Arria NLG Limited
$US18 Million
Lead Manager and Australian Broker
Oct-2013
99 Wuxian Limited
$20 Million
Lead Broker to the IPO
Sep-2013
Golden Gate Petroleum Limited
<$500k
Broker to the Convertible Notes
Sep-2013
Australia and New Zealand Banking Group Limited
$1.2 Billion
Participating Broker to the Notes
Aug-2013
Challenger Energy Limited
$1.0 Million
Participating Broker to the Placement
Aug-2013
Indochine Mining Limited
$3 Million
Broker to the Placement
Aug-2013
Lamboo Resources Limited
$1.0 Million
Financial Adviser and Broker to the Placement
Aug-2013
Macquarie Bank
$600 Million
Participating Broker to the Capital Raising
Jul-2013
Finance News Network
<$500k
Broker to the Capital Raising
Jun-2013
Indochine Mining Limited
$3.9 Million
Broker to the Placement
Jun-2013
Suncorp Group Limited
$770 Million
Participating Broker to the Subordinated Notes Offer
May-2015
Golden Gate Petroleum Limited
$3.2 Million
Financial Adviser, Lead Manager and Partial Underwriter to the Issue
Mar-2013
National Australia Bank Limited
$1.51 Billion
Participating Broker to the Convertible Preference Shares
Mar-2013
Goldsearch Limited
$1.6 Million
Broker to the Rights Issue
Feb-2013
Westpac Banking Corporation
$1.38 Billion
Participating Broker to the Westpac Capital Note
Feb-2013
Indochine Mining Limited
$7.0 Million
Broker to the Placement
Jan-2013
Oil Basins Limited
$625k
Participating Broker to the Placement
Jan-2013
Zeus Resources Limited
$12.0 Million
Lead Manager and Joint Corporate Adviser to the IPO
Jan-2013
Golden Gate Petroleum Limited
$2.6 Million
Financial Adviser and Broker to the Convertible Notes
Dec-2012
MYOB Finance Australia Limited
$155 Million
Participating Broker to the Subordinated Note
Dec-2012
Pilbara Minerals Limited
< $500k
Broker to the Placement
Dec-2012
Indochine Mining Limited
$13.2 Million
Joint Broker to the Placement
Nov-2012
Scott Creek Coal Limited
< $500k
Participating Broker to the Placement - Pre IPO
Nov-2012
TTG Mobile Coupon Services Limited
$2.4 Million
Lead Broker to the IPO
Nov-2012
BioProspect Limited
< $1.0 Million
Underwriter and Broker to the Rights Issue
Oct-2012
Commonwealth Bank of Australia
$2 Billion
Participating Broker to the Perls VI
Oct-2012
Northwest Resources Limited
$500k
Participating Broker to the Placement
Oct-2012
Queensland Mining Corporation Limited
$3.8 Million
Financial Adviser to the Placement
Oct-2012
Crown Limited
$532 Million
Participating Broker to the Subordinated Note
Sep-2012
Queensland Mining Corporation Limited
$1.2 Million
Financial Adviser to the Placement
Sep-2012
TTG Mobile Coupon Services Limited
$2.0 Million
Lead Manager and Broker to the Capital Raising - Pre IPO
Sep-2012
Indochine Mining Limited
$9.8 Million
Broker to the Placement
Aug-2012
Westpac Banking Corporation
$1.68 Billion
Participating Broker to the Floating Rate Note
Aug-2012
Challenger Energy Limited
$500k
Broker to the Placement
Jun-2012
Golden Gate Petroleum Limited
$2.8 Million
Financial Adviser and Broker to the Placement
Jun-2012
Tatts Group Limited
$184,664 Million
Participating Broker to the Bond
Jun-2012
Esperance Minerals Limited
< $1.0 Million
Broker to the Placement
May-2012
Indochine Mining Limited
$8.25 Million Placement
Broker to the Placement
May-2012
Carbine Tungsten Limited
< $500k
Participating Broker to the Rights Issue
Apr-2012
Challenger Energy Limited
$1.2 Million
Participating Broker to the Placement
Apr-2012
Impact Minerals Limited
$1.0 Million
Broker to the Placement
Apr-2012
Australia and New Zealand Banking Group Limited
$1.5 Billion
Participating Broker to the Floating Rate Note
Mar-2012
BioProspect Limited
$1.0 Million
Broker to the Convertible Notes
Mar-2012
Golden Gate Petroleum Limited
$4.5 Million
Financial Adviser, Underwriter and Broker to the Rights Issue
Mar-2012
Mikoh Corporation Limited
$1.0 Million
Participating Broker to the Placement
Mar-2012
Queensland Mining Corporation Limited
$4.3 Million
Financial Adviser and Broker to the Placement
Mar-2012
Austex Oil Limited
$4.1 Million
Participating Broker to the Placement
Feb-2012
Challenger Energy Limited
$2.8 Million
Participating Broker to the Placement
Feb-2012
Leopard Resources NL
< $500k
Broker to the Placement
Feb-2012
Bluechiip Limited
< $500k
Financial Adviser and Broker to the Placement
Jan-2012
Golden Gate Petroleum Limited
$3.7 Million
Financial Adviser and Broker to the Placement and Convertible Notes
Jan-2012
